Sound Investment Strategies, Inc. – Privacy Policy

Facts: What does Sound Investment Strategies, Inc. (“SIS”) do with your personal information?
Why? Financial companies choose how they share your personal information. Federal and state
law give consumers the right to know how their information is collected, used, and protected.

What Information We Collect:
We collect nonpublic personal information about you, such as:

• Information provided on account applications or other forms (e.g., name, address, Social
  Security number, income, investment objectives).
• Information about your transactions with us or our affiliates.
• Information from custodians, broker-dealers, or other service providers you engage in
  connection with your account.

How We Use and Share Information:

SIS does not sell your personal information. We do not share information with nonaffiliated third parties except:

• As required or permitted by law (e.g., in response to regulatory inquiries or legal
  process).
• With custodians and other service providers in order to administer your account and
  provide advisory services.

How We Protect Your Information:

We maintain physical, electronic, and procedural safeguards that comply with federal and state
standards to guard your nonpublic personal information. Access to this information is restricted to employees who need it to provide services to you.

Opt-Out Rights:

Because SIS does not share information with nonaffiliated third parties for marketing purposes, there is no need for clients to opt out.

Former Clients:

If you end your relationship with SIS, we will continue to protect your information as described
in this notice.

Questions?

Call us at (425) 780-4457 or email jedsires@investsoundly.com